First Tryon Advisors is the joint marketing name of our affiliated businesses First Tryon Advisors, LLC (“First Tryon” or “FTA”), a municipal advisor registered with the Municipal Securities Rulemaking Board (“MSRB”) and the U.S. Securities and Exchange Commission (“SEC”) and FTA Asset Management, LLC (“FTA Asset Management” or “FTAAM”), an SEC registered investment advisor.
Where an activity requires registration as a municipal advisor pursuant to Section 15B of the Exchange Act of 1934 (Financial Management Planning and Debt Issuance & Management), such activity is or will be performed by FTA; where an activity requires registration as an investment adviser pursuant to the Investment Advisers Act of 1940 (Investments and Treasury Management), such activity is or will be performed by FTAAM.
First Tryon
This communication is for informational purposes only. Any proposal included in this communication is confidential information of First Tryon and is solely for the benefit of the addressee(s), and the addressee(s) is (are) not authorized to forward or deliver this communication to any other person.
First Tryon gathers its data from sources it considers reliable; however, it does not guarantee the accuracy or completeness of the information provided within this communication. The material presented reflects information known to First Tryon at the time this communication was written, and this information is subject to change. First Tryon makes no warranties regarding the accuracy of this material.
This communication is intended solely for the addressee(s) and may be legally privileged and/or confidential. The content of this communication, including any attachments or enclosures, is confidential and for use by the addressee(s) only. If you are not the intended recipient, please notify the sender and delete or destroy this communication. You should not divulge, copy, forward, or use the contents, attachments, enclosures or information in any way. Any unauthorized use or disclosure is prohibited and may be unlawful.
Although this transmission and any attachments are believed to be free of any virus or other defect that might affect any computer system into which it is received and opened, it is the responsibility of the recipient to ensure that it is virus free and no responsibility is accepted by First Tryon for any loss or damage arising in any way from its use.
No regulatory organization endorses, indemnifies, or guarantees First Tryon’s business practices or services.
FTA Asset Management
For more information about FTA Asset Management, or to receive a copy of our disclosure Form ADV or Wrap Brochure, please contact us.
Please do NOT send time-sensitive requests or action-oriented messages, such as trade requests to buy or sell or any other transaction related request without first contacting us via telephone, US Mail or in Person. For your protection, please avoid sending identifying information, such as account or social security numbers to us or others via email.
All investments involve risk and unless otherwise stated, are not guaranteed. Be sure to consult with a tax professional before implementing any investment strategy. Investment Advisory Services offered through FTAAM an Investment Advisor with the SEC. Registration does not imply a certain level of skill or training.
The information transmitted is intended only for the person or entity to which it is addressed and may contain confidential or proprietary material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender and delete the material from all computers. The sender does not accept liability for any errors or omissions in the contents of this message which arise as a result of this email transmission. Neither this message nor any information included herein constitute an offer to sell or the solicitation of an offer to buy any securities or investment product, or legal, tax, accounting, or investment advice. Please note that to ensure regulatory compliance and for the protection of our investors and business, we may monitor and read emails sent to and from our servers.
